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Investment Advisor Associate - Dominion Securities

Date Posted
30th November 2016
Banking & Financial Services
Job Type
Cayman Islands
Not Disclosed

Job Summary

You will support a developing and growing Investment Advisory business by providing clients with exceptional service in an efficient and professional manner.

Job Description

What will you do?

  • Assisting IAs with account opening, complying with RBC’s KYC and AML requirements and ensuring that we document and maintain client records according to internal policies and procedures.  
  • Responsible for processing and resolving client service requests in accordance with internal policies and procedures, including investigating, escalating, and resolving any issues as appropriate.
  • Follow up on client trade orders and other instructions as directed by the IAs.
  • Assist the IAs in utilizing the contact management system for client discussions, reviews, and meetings.  
  • Provide professional, accurate, and world class client service to our valued clients.
  • Responsible for the administrative support of the IA team.


What do you need to succeed?

  • The ideal candidate should have at least 3 years of experience in the investment field working as an assistant/associate
  • Canadian Securities Course, Conduct & Practices Handbook Course and Derivatives Fundamentals Course
  • Excellent verbal and written communication skills
  • Aptitude for strong customer service  
  • Ability to work independently and responsibly
  • Keen attention to detail and accuracy in all aspects of the job responsibilities  
  • Effective multitasking capabilities in a fast pace, time sensitive, and demanding environment



  •  Knowledge around Dominion Securities systems an asset
  • Good understanding of investments and the securities markets
  • Undergraduate degree

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