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Investment Advisor Associate - Dominion Securities

Date Posted
9th August 2017
Banking & Financial Services
Job Type
Cayman Islands
Not Disclosed

Job Summary

RBC Dominion Securities Branch located in Grand Cayman, Cayman Islands is looking for an Investment Advisor Associate to join their team.

Job Description

You will support a developing and growing Investment Advisory business by providing clients with exceptional service in an efficient and professional manner.


What will you do?

  • Assisting IAs with account opening, complying with RBC’s KYC and AML requirements and ensuring that we document and maintain client records according to internal policies and procedures.  
  • Responsible for processing and resolving client service requests in accordance with internal policies and procedures, including investigating, escalating, and resolving any issues as appropriate.
  • Follow up on client trade orders and other instructions as directed by the IAs.
  • Assist the IAs in utilizing the contact management system for client discussions, reviews, and meetings.  
  • Provide professional, accurate, and world class client service to our valued clients.
  • Responsible for the administrative support of the IA team.


What do you need to succeed?

  • The ideal candidate should have at least 3 years of experience in the investment field working as an assistant/associate
  • Canadian Securities Course, Conduct & Practices Handbook Course and Derivatives Fundamentals Course
  • Excellent verbal and written communication skills
  • Aptitude for strong customer service  
  • Ability to work independently and responsibly
  • Keen attention to detail and accuracy in all aspects of the job responsibilities  
  • Effective multitasking capabilities in a fast pace, time sensitive, and demanding environment



  • Knowledge around Dominion Securities systems an asset
  • Good understanding of investments and the securities markets
  • Undergraduate degree 

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