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Risk & Control Analyst

Date Posted
17th August 2017
Banking & Financial Services
Job Type
Not Disclosed

Job Summary

Responsible for the collection, review and quality assurance of the information maintained by the Bank

Job Description

This position reports to Vice President, Risk & Control, Wealth Management and is responsible for the collection, review and quality assurance of the information maintained by the Bank on both customers and their accounts, ensuring full compliance with Bank policies, laws and regulations, as well as account activity reviews as part of ongoing risk assessments.

Your responsibilities will include:

  • performing Know Your Customer (KYC) due diligence, including risk ratings of customers and recommendations for account monitoring 
  • reviewing customer and account documentation and vetting it against existing records to ensure accuracy and integrity across systems and departments, as well as completeness to ensure the file meets Bank polices and regulatory requirements 
  • setting up and maintaining accurate customer records in Bank systems, including the population of core customer data in accordance with policies 
  • completing a full review of the customer, the accounts and transactions to meet Bank policy and regulatory requirements for Ongoing Account Monitoring (OGAM) 
  • assessing whether the Bank’s minimum requirements are met and/or whether waivers can be sought 
  • identifying gaps and omissions in customer and/ or account documentation, contacting customers using agreed customer authentication standards to obtain the necessary information and customer documents 
  • liaising with the Middle Office and relationship managers with regard to missing information and the management of Suspicion Activity Monitoring & Watch List Filter alerts 
  • obtain the necessary information and customer documents 

Your experience/skills may include:

  • university degree with three years’ practical banking experience, including both compliance and customer service roles 
  • ability to work independently, as well as within a team environment ability to work within time contraints 
  • an understanding of compliance and risk assessments with regard to AML/ATF laws and regulatory requirements 
  • compliance designation (e.g., ACAMS) is desirable 
  • excellent analytical skills and experience reviewing regulatory reports 
  • excellent communication skills and organisation skills with proven ability to prioritise tasks 


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