Officer, Investigations - Enforcement Department

Duties/Responsibilities

• Facilitate the Commission’s mandate of ensuring compliance with all legislation administered by the Commission, through thorough investigation of matters. 
• Liaise and maintain relations with other enforcement-related organizations, regulatory and otherwise, to investigate matters. 
• Conduct thorough investigations using document-based research, interviews and online/open source research. 
• Produce accurate, coherent, and well-written investigation reports. 
• Comply with internationally acceptable enforcement standards. 
• Collaborate effectively with team members. 
• Prepare and research information as it relates to investigative approaches and/or techniques (eg interviewing). 
• Conduct due diligence investigations with accuracy and integrity. 
• Consistently meet deadlines while maintaining high-quality standards. 
• Explore alternative methods to improve delivery of work outcomes. 
• Adapt to organizational changes and evolving priorities. 
• Conduct background checks on prospective employees as directed. 
• Perform any other duties or projects assigned by the manager. 

Knowledge/Skills

• Demonstrate strong logical, critical, and inquisitive thinking skills 
• Communicate clearly and effectively, both in writing and orally 
• Possess working knowledge of: 
  • Social media platforms and website structures 
  • Basic data analysis processes 
• Work effectively both independently and as part of a team 
• Knowledge and capacity to perform online/internet-based investigations and interpret findings within relevant legal frameworks/laws administered by the Commission 
• Show commitment to learning and adhering to established procedures and practices
• Ability to maintain high attention to detail and accuracy 

Qualifications/Experience

• Bachelor’s degree in law, criminal justice, finance, economics or related field preferred
• Minimum of 3 years’ experience conducting investigations would be an asset
• Proficient in computer usage, including: 
  • Microsoft Office Suite (especially MS Word) 
  • Online investigations (including Open-source/OSINT tools) 
  • Online research techniques 
• Knowledge of industry products/operations 
• Knowledge of legal and/or court processes in The Bahamas considered an asset
• Knowledge of securities and financial and corporate service providers legislation 

Compensation and Benefits

• Packages are competitive within the financial services industry and other regulatory bodies.