Investment Broker/Registered Representative - St. John's, Antigua
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ACB Caribbean is seeking to recruit a qualified and experienced individual for the position of Investment Broker/Registered Representative, to actively promote, distribute and sell ACB’s Investments’ products and services both locally and regionally.
The role ensures international tax compliance, manages fiduciary risk and operations, interacts with clients, supports relationship managers on complex fiduciary matters, and assists with complex new business proposals.
The incumbent is responsible for ensuring compliance with local financial crime legislation, acting as a key regulatory contact, reviewing higher risk scenarios, and advising on risk management and policy changes.
Reporting to the Vice President, Senior Wealth Advisor, this role supports the Private Banking team and provides superior service in meeting the needs of our new and existing High Net Worth (HNW) and Ultra High Net Worth client relationships.
The incumbent handles customer transactions, maintains cash drawers, ensures transaction validity, balances accounts, adheres to customer service and anti-money laundering policies, and adjusts schedules to meet client needs.
The incumbent handles customer transactions, maintains cash drawers, ensures transaction validity, balances accounts, adheres to customer service and anti-money laundering policies, and adjusts schedules to meet client needs.